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Home > Investor Charters and Complaints Data

Investor Charters and Complaints Data

  • Investor Charters

      ys-pdf1. Primary Mkt - IPO and FPO including Offer For Sale - Investor Charter
      ys-pdf2. Primary Mkt - Rights Issue - Investor Charter
      ys-pdf3. Primary Mkt - Qualified Institutions Placement (QIP) - Investor Charter
      ys-pdf4. Primary Mkt - Preferential Issue - Investor Charter
      ys-pdf5. Primary Mkt - SME IPO and FPO including OFS - Investor Charter
      ys-pdf6. Primary Mkt - Buyback of Securities - Investor Charter
      ys-pdf7. Primary Mkt - Delisting of Equity Shares - Investor Charter
      ys-pdf8. Primary Mkt - Substantial Acquisitions of Shares and Takeovers - Investor Charter
      ys-pdf9. Debt Mkt - Public issue of debt securities - Investor Charter
      ys-pdf10. Debt Mkt - Public issue of non-convertible redeemable preference shares - Investor Charter
      ys-pdf11. Debt Mkt - Pvt placement of debt securities and non-convertible redeem pref shares – Investor Charter
      ys-pdf12. Public offer of units by REITs - Investor Charter
      ys-pdf13. Public offer of units by InvITs - Investor Charter
      ys-pdf14.Private placement of units by InvITs proposed to be listed - Investor Charter
      ys-pdf15. Private placements of municipal debt securities - Investor Charter
  • Investor Complaints Data

      ys-pdf1. Primary Mkt - IPO and FPO including Offer For Sale – Complaints Data
      ys-pdf2. Primary Mkt - Rights Issue - Complaints Data
      ys-pdf3. Primary Mkt - Qualified Institutions Placement (QIP) - Complaints Data
      ys-pdf4. Primary Mkt - Preferential Issue - Complaints Data
      ys-pdf5. Primary Mkt - SME IPO and FPO including OFS - Complaints Data
      ys-pdf6. Primary Mkt - Buyback of Securities - Complaints Data
      ys-pdf7. Primary Mkt - Delisting of Equity Shares - Complaints Data
      ys-pdf8. Primary Mkt - Substantial Acquisitions of Shares and Takeovers - Complaints Data
      ys-pdf9. Debt Mkt - Public issue of debt securities - Complaints Data
      ys-pdf10. Debt Mkt - Public issue of non-convertible redeemable preference shares - Complaints Data
      ys-pdf11. Debt Mkt - Pvt placement of debt securities and non-convertible redeem pref shares – Complaints Data
      ys-pdf12. Public offer of units by REITs - Complaints Data
      ys-pdf13. Public offer of units by InvITs - Complaints Data
      ys-pdf14. Private placement of units by InvITs proposed to be listed - Complaints Data
      ys-pdf15. Private placements of municipal debt securities - Complaints Data
      ys-pdf16. Aggregate Complaints Data - Primary Mkt Issues and Exit Offers
      ys-pdf17. Aggregate Complaints Data – Debt Market
      ys-pdf18. Aggregate Complaints Data - Public Issues of REITs and InvITs
 
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YES Securities (India) Limited - Registered Address: YES BANK House, Off Western Express Highway, 2nd Floor, North Side, Santacruz East, Mumbai – 400055 , Maharashtra, India

Registration Nos.: CIN: U74992MH2013PLC240971 | SEBI Single Registration No.: NSE, BSE, MCX & NCDEX: INZ00018562 | Member Code: BSE - 6538, NSE - 14914, MCX - 56355 and NCDEX - 1289 | MERCHANT BANKING: INM000012227.

In case of any merchant banking related grievances / complaints, you may contact the compliance officer / investor grievance cell at igc@ysil.in or lodge your grievances with SEBI at http://scores.gov.in.
SCORES - Easy & quick a. Register on SCORES portal b. Mandatory details for filing complaints on SCORES: I. Name, PAN, Address, Mobile Number, Email ID c. Benefits: i. Effective communication ii. Speedy redressal of the grievances.

Details of the Compliance Officer: Dr. Dhanraj Uchil, President - Investment Banking, Contact No: 022 3347 9684, Email id: compliance@ysil.in

Disclaimer: Investment in securities involve a degree of risk and investors should not invest unless they can afford to take the risk. Investment in securities market are subject to market risks, read all the related documents carefully before investing. 

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