investor charters

Home > Investor Charters and Complaints Data

Investor Charters and Complaints Data

Investor Charters
1. Primary Mkt - IPO and FPO including Offer For Sale - Investor Charter
2. Primary Mkt - Rights Issue - Investor Charter
3. Primary Mkt - Qualified Institutions Placement (QIP) - Investor Charter
4. Primary Mkt - Preferential Issue - Investor Charter
5. Primary Mkt - SME IPO and FPO including OFS - Investor Charter
6. Primary Mkt - Buyback of Securities - Investor Charter
7. Primary Mkt - Delisting of Equity Shares - Investor Charter
8. Primary Mkt - Substantial Acquisitions of Shares and Takeovers - Investor Charter
9. Debt Mkt - Public issue of debt securities - Investor Charter
10. Debt Mkt - Public issue of non-convertible redeemable preference shares - Investor Charter
11. Debt Mkt - Pvt placement of debt securities and non-convertible redeem pref shares – Investor Charter
12. Public offer of units by REITs - Investor Charter
13. Public offer of units by InvITs - Investor Charter
14.Private placement of units by InvITs proposed to be listed - Investor Charter
15. Private placements of municipal debt securities - Investor Charter
Investor Complaints Data
1. Primary Mkt - IPO and FPO including Offer For Sale – Complaints Data
2. Primary Mkt - Rights Issue - Complaints Data
3. Primary Mkt - Qualified Institutions Placement (QIP) - Complaints Data
4. Primary Mkt - Preferential Issue - Complaints Data
5. Primary Mkt - SME IPO and FPO including OFS - Complaints Data
6. Primary Mkt - Buyback of Securities - Complaints Data
7. Primary Mkt - Delisting of Equity Shares - Complaints Data
8. Primary Mkt - Substantial Acquisitions of Shares and Takeovers - Complaints Data
9. Debt Mkt - Public issue of debt securities - Complaints Data
10. Debt Mkt - Public issue of non-convertible redeemable preference shares - Complaints Data
11. Debt Mkt - Pvt placement of debt securities and non-convertible redeem pref shares – Complaints Data
12. Public offer of units by REITs - Complaints Data
13. Public offer of units by InvITs - Complaints Data
14. Private placement of units by InvITs proposed to be listed - Complaints Data
15. Private placements of municipal debt securities - Complaints Data
16. Aggregate Complaints Data - Primary Mkt Issues and Exit Offers
17. Aggregate Complaints Data – Debt Market
18. Aggregate Complaints Data - Public Issues of REITs and InvITs

YES Securities (India) Limited - Registered Address: YES BANK House, Off Western Express Highway, 2nd Floor, North Side, Santacruz East, Mumbai – 400055 , Maharashtra, India

Registration Nos.: CIN: U74992MH2013PLC240971 | SEBI Single Registration No.: NSE, BSE, MCX & NCDEX: INZ00018562 | Member Code: BSE - 6538, NSE - 14914, MCX - 56355 and NCDEX - 1289 | MERCHANT BANKING: INM000012227.

In case of any merchant banking related grievances / complaints, you may contact the compliance officer / investor grievance cell at igc@ysil.in or lodge your grievances with SEBI at http://scores.gov.in.
SCORES - Easy & quick a. Register on SCORES portal b. Mandatory details for filing complaints on SCORES: I. Name, PAN, Address, Mobile Number, Email ID c. Benefits: i. Effective communication ii. Speedy redressal of the grievances.

Details of the Compliance Officer: Dr. Dhanraj Uchil, President - Investment Banking, Contact No: 022 3347 9684, Email id: compliance@ysil.in

Disclaimer: Investment in securities involve a degree of risk and investors should not invest unless they can afford to take the risk. Investment in securities market are subject to market risks, read all the related documents carefully before investing.

Useful Links: NSE
|
BSE
|
NSDL
|
CDSL
|
SEBI

is a wholly owned subsidiary of

Investor Charters and Complaints Data

Investor Charters

Investor Complaints Data